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Category Archives: Going Dark/Deregistration

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Going (to the) Dark (side); or, if Yoda Practiced Securities Law (Part 3)

Episode VI (a/k/a Part 3 of 4): Return of the Jedi (in the Form of Lingering Obligations and Other Considerations in Connection with Going Dark) In our last two episodes we successfully deregistered under Section 12(b) of the Exchange Act and terminated or suspended under Section 15(d). Now, to complete the trilogy, we look at … Continue Reading

Going (to the) Dark (side); or, if Yoda Practiced Securities Law (Part 2)

Episode V (a/k/a Part 2 of 3):  The Empire Strikes Back (With More Reporting) When we ended last week’s episode, we had successfully deregistered under Section 12(b). Now is the time to confront Darth Vader, and do something about any lingering Section 12(g) and 15(d) reporting obligations. How can the company terminate its Section 12(g) … Continue Reading
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